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Services
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Developing internal control system, management
information system and internal audit system.
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Assisting in drafting of arbitration applications reply
and rejoinders including representing the case before
the tribunal.
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Assisting and advising for complying with SEBI (Stock
Brokers and Su-Brokers) Regulation, 1992.
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Assisting in setting up a client empanelment system to
ensure compliance of regulatory guidelines.
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Assisting in documentation of correspondence with NSE,
BSE, SEBI and other Regulators.
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Assisting in drafting reply to show cause notices,
appearing in personal hearing etc.
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Assisting in drafting appeal for SAT, attending hearing
at SAT and handling all proceedings connected therewith.
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